DORA Compliance
Buckingham Capital Consulting supports financial services firms across the UK and EU in meeting their DORA obligations through robust ICT risk frameworks, third-party oversight, and operational resilience planning. We provide structured, fixed-fee compliance solutions tailored to financial services firms.
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Why leading firms choose us as their due diligence partner.
At Buckingham Capital Consulting, we leverage over 13 years of industry expertise to provide specialised due diligence services, ensuring that our clients have a clear understanding of the regulatory, financial, and operational risks involved in their transactions. We cater to those involved in acquisitions or investments into regulated firms. Our deep experience in the financial services sector enables us to offer thorough, tailored due diligence that addresses both immediate regulatory compliance and long-term strategic goals.
Our comprehensive due diligence services are crafted to meet the specific challenges posed by the highly regulated UK, US and European financial markets, providing insightful, data-driven analysis to enable informed decisions. Whether you are a VC firm, a private equity investor, or a professional servicesfirm, we ensure that your due diligence process is thorough, precise, and risk-focused, allowing you to move forward with confidence.
Our DORA Compliance Services
At Buckingham Capital Consulting, we provide comprehensive DORA compliance services to help financial institutions meet their regulatory obligations under the Digital Operational Resilience Act. Our approach supports firms across the UK and EU in managing ICT risks, third-party oversight, and operational resilience with clarity and structure.
We help firms establish a governance framework for identifying, managing, and monitoring ICT risks. This includes defining roles and responsibilities, risk tolerance levels, and regular reporting mechanisms in line with regulatory expectations.
Incident Response and Reporting
We assist in developing formalised processes for detecting, classifying, and responding to ICT-related incidents. Our approach ensures firms meet regulatory timelines for internal escalation and external reporting, including communication with competent authorities.
Third-Party Risk
Oversight
We support the classification, documentation, and oversight of ICT third-party providers. This includes risk-based assessments, contract reviews, and control mapping to ensure compliance with outsourcing and subcontracting requirements.
Operational Resilience Testing
We guide the implementation of resilience testing methodologies, from scenario-based testing to vulnerability assessments. These exercises assess the ability to prevent, respond to, and recover from ICT disruptions across critical services.
Governance and Internal Controls
We assist in the review and enhancement of internal control systems, ensuring they cover ICT continuity, data integrity, and security. Our approach aligns with senior management accountability and board-level oversight obligations.
Audit Preparation and Documentation
We prepare firms for supervisory review by aligning documentation with DORA’s regulatory articles. This includes the creation of traceable records, control registers, and supporting evidence to demonstrate full compliance readiness.
Feel free to reach out if you need something more bespoke or have specific requirements that aren't listed above. We're here to help and would love to discuss how we can support you.
Why Buckingham Capital Consulting
Expert due diligence with tailored solutions for informed, risk-free decisions
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Expertise from Seasoned Professionals
With over 13 years of experience in regulatory, financial, and legal due diligence, our team provides comprehensive insights that help clients mitigate risk and maximize value.
Tailored Solutions
We understand that every transaction is unique. Our due diligence services are customised to meet the specific needs of your business, ensuring a thorough and effective evaluation.
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