Why Buckingham Capital Consulting
Whether its compliance, FCA authorisation or something else, its about being part of your journey.
Expertise from seasoned experts
Our team of seasoned professionals brings a wealth of expertise to the table. With years of industry experience, we offer tailored solutions and are committed to supporting you through every stage of your journey.
Comprehensive Regulatory Support
We provide a comprehensive range of regulatory consulting services, including financial reporting, audit, compliance, training, and financial crime. Count on us to manage your needs with seamless support.
Why leading firms choose us as their partner.
"We engaged Buckingham Capital Consulting to perform an external audit and comprehensive gap analysis of our firm's compliance practices and procedures. Their objective assessment and expertise have been invaluable in evaluating our regulatory obligations and identifying areas for improvement.
Buckingham Capital Consulting's team conducted a thorough examination of our processes, controls, and policies, providing us with an unbiased perspective on our compliance efforts. Their in-depth understanding of regulatory requirements allowed them to identify potential gaps and provide practical recommendations to enhance our compliance framework.
Throughout the engagement, their team maintained a professional and collaborative approach, working closely with us to gather relevant information and address our specific concerns. Their expertise and insights have given us a clearer understanding of our regulatory strengths and areas that require further attention."
Our services - Audit and gap analysis
Establishing, implementing and maintaining an audit plan
We can help establish, implement and maintain an audit plan and assess your effectiveness and adequacy of your systems and controls.
Provide recommendations based on our audit
We can provide recommendations following our audit into the relevancy and effectiveness of your internal controls and systems.
Verify your compliance measures against our recommendations
We can advise you on the effectiveness of your measures against our recommendations to ensure that your internal controls and systems are effective and appropriate.
Compliance Audit
We can perform comprehensive audits to assess your firm's adherence to regulatory requirements. Our audits cover areas such as financial regulations, data privacy, information security, and other applicable obligations.
Gap analysis
We conduct detailed gap analyses to identify discrepancies between your current practices and established frameworks. We help identify areas where your firm falls short of regulatory requirements, allowing you to take corrective actions and ensure compliance.
Verify your compliance measures against our recommendations
We can advise you on the effectiveness of your measures against our recommendations to ensure that your internal controls and systems are effective and appropriate.